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IIA-CFSA – Certified Financial Services Auditor

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Showing 4–6 of 20 questions

Question 4 (Volume A)

Which one of the following is/are NOT the type of retirement plans that banks may administer?

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    Pension plans
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    Self-employed retirements trust
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    Group retirement accounts
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    Post-requirement accounts
Question 5 (Volume B)

The balance sheet is the fundamental report of a company’s financial position. An examination of a balance sheet will assist in determining:

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    If the company meets its financial obligations
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    The amount of money invested in outside the company
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    The company’s debt ratio
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    The type of assets that company has purchased with its debt financing
Question 6 (Volume B)

Most corporations have an annual meeting where stockholders have the opportunity to vote on important issues. These issues include:

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    Election of the board of directors (the officers of the corporation)
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    Changes to the corporate charter
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    Reconciliation
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    Takeovers