← Back to exam page

SOFQ – Securities Operations Foundation Qualification (SOFQ)

Loading demo links...

Showing 4–6 of 10 questions

Question 4

The market in which debt is issued over the long-term describes:

Select an option, then click Submit answer.

  • ○

    The money market

  • ○

    The foreign exchange market

  • ○

    The capital market

  • ○

    The equity market


Question 5

Where the term 'Ordinary Shares' is used in the UK, the equivalent term in the US is:

Select an option, then click Submit answer.

  • ○

    Common stock

  • ○

    Corporate Shares

  • ○

    Normal Shares

  • ○

    Ordinary Stock


Question 6

A bond whose coupon rate increases at pre-specified dates and at a pre-specified interest rate is known as:

Select an option, then click Submit answer.

  • ○

    A floating rate note

  • ○

    A convertible bond

  • ○

    A mortgage-backed security

  • ○

    A step-up bond