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Free SOFQ – Securities Operations Foundation Qualification (SOFQ) Practice Test Question

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Showing 4–6 of 10 questions

Question 4

The market in which debt is issued over the long-term describes:

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  • ○

    The money market

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    The foreign exchange market

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    The capital market

  • ○

    The equity market


Question 5

Where the term 'Ordinary Shares' is used in the UK, the equivalent term in the US is:

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  • ○

    Common stock

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    Corporate Shares

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    Normal Shares

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    Ordinary Stock


Question 6

A bond whose coupon rate increases at pre-specified dates and at a pre-specified interest rate is known as:

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  • ○

    A floating rate note

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    A convertible bond

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    A mortgage-backed security

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    A step-up bond